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Investment Advisers
April 3 , 2019
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- The Securities and Exchange Board of India (SEBI) has proposed a self-regulatory organisation (SRO) for the growing number of investment advisers.
- Such a measure is expected to address issues related to the quality of advice given to investors by such entities.
- SRO will also deal with complaints alleging charging of exorbitant fees, false assurance of returns, misconduct etc. by investment advisers.
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